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Question about Share holders /OOI Form


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The TTB specialist reviewing my application has asked me to fill in a separate OOI application/form for my 9.5% investors who aren't officers of the LLC.....just investors. I was under the impression that anyone under 10% didn't need to get vetted or have to be listed on their own OOI listing? My TTB Agent has been very helpful so far but seems a bit unsure on this one herself. Any thoughts?

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My understanding is that anything in excess of 9% required the OOI. We did maximum share blocks of 9% for our raise for this reason. No OOI needed for any of the 3 investors we took on.

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